SuRo Capital Corp
NASDAQ: SSSS · FINANCIAL SERVICES · ASSET MANAGEMENT
Updated 2026-06-05
SuRo Capital Corp (SSSS) Insider transactions
All transactions
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-06-10 | WESTLEY, LISA | Director | Buy | 3,536 | — | — |
| 2026-06-10 | SZUCH, RICHARD C. | Director | Buy | 3,536 | — | — |
| 2026-06-10 | POTTER, LEONARD | Director | Buy | 3,536 | — | — |
| 2026-06-10 | MAZUR, MARC | Director | Buy | 3,536 | — | — |
| 2026-06-10 | LOTT, RONALD M. | Director | Buy | 3,536 | — | — |
| 2026-04-28 | LOTT, RONALD M. | Director | Sale | 10,669 | $12.90 | $137630.10 |
| 2026-04-22 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 2,500 | $13.25 | $33125.00 |
| 2026-04-21 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 2,500 | $13.08 | $32700.00 |
| 2025-12-15 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 17,017 | $9.24 | $157237.08 |
| 2025-12-15 | GREEN, ALLISON | See Remarks | Sale | 4,232 | $9.24 | $39103.68 |
| 2025-12-10 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 17,017 | $9.59 | $163193.03 |
| 2025-12-10 | GREEN, ALLISON | See Remarks | Sale | 4,232 | $9.59 | $40584.88 |
| 2025-11-21 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 174,465 | — | — |
| 2025-11-21 | GREEN, ALLISON | See Remarks | Buy | 956 | — | — |
| 2025-09-03 | SZUCH, RICHARD C. | Director | Buy | 5,767 | $8.66 | $49942.22 |
| 2025-08-19 | LOTT, RONALD M. | Director | Sale | 7,500 | $8.81 | $66075.00 |
| 2025-08-12 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 10,000 | $8.45 | $84500.00 |
| 2025-08-11 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 4,571 | $8.69 | $39721.99 |
| 2025-06-11 | LOTT, RONALD M. | Director | Sale | 39 | $7.42 | $289.38 |
| 2025-05-28 | WESTLEY, LISA | Director | Buy | 7,812 | — | — |
| 2025-05-28 | POTTER, LEONARD | Director | Buy | 7,812 | — | — |
| 2025-05-28 | MAZUR, MARC | Director | Buy | 7,812 | — | — |
| 2025-05-28 | LOTT, RONALD M. | Director | Buy | 7,812 | — | — |
| 2025-05-16 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 300,000 | — | — |
| 2025-05-16 | GREEN, ALLISON | See Remarks | Buy | 50,000 | — | — |
| 2025-05-09 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 16,500 | $5.26 | $86790.00 |
| 2025-03-20 | LOTT, RONALD M. | Director | Sale | 10,000 | $5.90 | $59000.00 |
| 2025-02-10 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 32,858 | $6.17 | $202733.86 |
| 2025-02-10 | GREEN, ALLISON | See Remarks | Sale | 9,849 | $6.17 | $60768.33 |
| 2024-12-26 | LOTT, RONALD M. | Director | Sale | 434 | $6.06 | $2630.04 |
| 2024-12-16 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 17,017 | $6.02 | $102442.34 |
| 2024-12-16 | GREEN, ALLISON | See Remarks | Sale | 4,571 | $6.02 | $27517.42 |
| 2024-12-10 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 100,000 | — | — |
| 2024-12-10 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 21,272 | $6.14 | $130610.08 |
| 2024-12-10 | GREEN, ALLISON | See Remarks | Buy | 25,000 | — | — |
| 2024-12-02 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 743 | $5.49 | $4079.07 |
| 2024-12-02 | GREEN, ALLISON | See Remarks | Buy | 9,100 | $5.48 | $49868.00 |
| 2024-11-29 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 39,000 | $5.20 | $202800.00 |
| 2024-11-27 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 32,257 | $5.10 | $164510.70 |
| 2024-11-26 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 10,000 | $5.03 | $50300.00 |
| 2024-08-20 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 12,000 | $3.84 | $46080.00 |
| 2024-06-05 | WESTLEY, LISA | Director | Buy | 12,048 | — | — |
| 2024-06-05 | POTTER, LEONARD | Director | Buy | 12,048 | — | — |
| 2024-06-05 | MAZUR, MARC | Director | Buy | 12,048 | — | — |
| 2024-06-05 | LOTT, RONALD M. | Director | Buy | 12,048 | — | — |
| 2024-02-12 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 41,273 | $3.54 | $146106.42 |
| 2024-02-12 | GREEN, ALLISON | See Remarks | Sale | 9,131 | $3.54 | $32323.74 |
| 2024-02-09 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 32,285 | $3.39 | $109446.15 |
| 2024-02-09 | GREEN, ALLISON | See Remarks | Sale | 9,832 | $3.39 | $33330.48 |
| 2023-12-15 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 100,000 | — | — |
| 2023-12-15 | GREEN, ALLISON | See Remarks | Sale | 25,000 | — | — |
| 2023-12-11 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 21,272 | $4.27 | $90831.44 |
| 2023-12-06 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 14,815 | $4.11 | $60889.65 |
| 2023-12-05 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 19,000 | $4.02 | $76380.00 |
| 2023-12-04 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 19,000 | $4.03 | $76570.00 |
| 2023-12-04 | GREEN, ALLISON | See Remarks | Sale | 12,050 | $4.03 | $48561.50 |
| 2023-12-01 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 11,885 | $4.00 | $47540.00 |
| 2023-11-30 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 18,900 | $3.97 | $75033.00 |
| 2023-11-29 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 19,000 | $4.00 | $76000.00 |
| 2023-11-28 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 2,400 | $3.96 | $9504.00 |
| 2023-11-17 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 9,000 | $3.90 | $35100.00 |
| 2023-05-31 | WESTLEY, LISA | Director | Buy | 15,015 | — | — |
| 2023-05-31 | POTTER, LEONARD | Director | Buy | 15,015 | — | — |
| 2023-05-31 | MAZUR, MARC | Director | Buy | 15,015 | — | — |
| 2023-05-31 | LOTT, RONALD M. | Director | Buy | 15,015 | — | — |
| 2023-02-10 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 40,781 | $3.86 | $157414.66 |
| 2023-02-10 | GREEN, ALLISON | See Remark | Sale | 8,782 | $3.86 | $33898.52 |
| 2023-02-09 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 31,900 | $3.83 | $122177.00 |
| 2023-02-09 | GREEN, ALLISON | See Remark | Sale | 9,456 | $3.83 | $36216.48 |
| 2022-12-12 | KLEIN, MARK D | Director, Chairman, CEO and President | Sale | 21,271 | $3.76 | $79978.96 |
| 2022-12-09 | GREEN, ALLISON | See Remarks | Buy | 7,850 | $3.80 | $29830.00 |
| 2022-12-08 | KLEIN, MARK D | Director, See Remarks | Buy | 22,034 | $3.77 | $83068.18 |
| 2022-12-08 | GREEN, ALLISON | See Remarks | Buy | 5,058 | $3.73 | $18866.34 |
| 2022-12-07 | KLEIN, MARK D | Director, See Remarks | Buy | 21,521 | $3.69 | $79412.49 |
| 2022-12-06 | KLEIN, MARK D | Director, See Remark | Buy | 34,500 | $3.70 | $127650.00 |
| 2022-12-05 | KLEIN, MARK D | Director, See Remark | Buy | 1,545 | $3.90 | $6025.50 |
| 2022-11-14 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 25,000 | $4.18 | $104500.00 |
| 2022-11-11 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 25,000 | $4.34 | $108500.00 |
| 2022-06-01 | WESTLEY, LISA | Director | Buy | 6,684 | — | — |
| 2022-06-01 | POTTER, LEONARD | Director | Buy | 6,684 | — | — |
| 2022-06-01 | MAZUR, MARC | Director | Buy | 6,684 | — | — |
| 2022-06-01 | LOTT, RONALD M. | Director | Buy | 6,684 | — | — |
| 2022-02-10 | KLEIN, MARK D | Director, Chariman, CEO and President | Sale | 40,929 | $11.88 | $486236.52 |
| 2022-02-10 | GREEN, ALLISON | See Remarks | Sale | 8,287 | $11.88 | $98449.56 |
| 2022-02-09 | KLEIN, MARK D | Director, Chariman, CEO and President | Buy | 192,791 | — | — |
| 2022-02-09 | GREEN, ALLISON | See Remarks | Buy | 49,036 | — | — |
| 2021-12-30 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 58,690 | — | — |
| 2021-12-30 | GREEN, ALLISON | See Remarks | Buy | 8,871 | — | — |
| 2021-12-22 | GREEN, ALLISON | See Remarks | Buy | 5,860 | $12.76 | $74773.60 |
| 2021-12-14 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 11,600 | $11.37 | $131892.00 |
| 2021-12-13 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 10,000 | $11.76 | $117600.00 |
| 2021-12-10 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 125,000 | — | — |
| 2021-09-30 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 57,939 | — | — |
| 2021-09-30 | GREEN, ALLISON | See Remarks | Buy | 8,458 | — | — |
| 2021-08-10 | LOTT, RONALD M. | Director | Buy | 325 | $15.57 | $5060.25 |
| 2021-08-09 | KLEIN, MARK D | Director, Chairman, CEO and President | Buy | 6,500 | $15.10 | $98150.00 |
| 2021-07-09 | WESTLEY, LISA | Director | Buy | 3,770 | — | — |
| 2021-07-09 | POTTER, LEONARD | Director | Buy | 3,770 | — | — |
| 2021-07-09 | MAZUR, MARC | Director | Buy | 3,770 | — | — |
| 2021-07-09 | LOTT, RONALD M. | Director | Buy | 3,770 | — | — |
Frequently asked questions
Are SSSS insiders buying or selling?
Over the transactions on record, SSSS insiders have been net buyers, with about $2.66M in stock sold across 29 sales, against 33 open-market purchases.
Does insider selling at SSSS mean the stock will fall?
Not by itself. Most executive selling is pre-scheduled through 10b5-1 plans filed months in advance, and insiders sell for diversification, taxes, and liquidity far more often than out of any view on the price. Insider buying is the stronger signal, especially when several insiders buy around the same time, because there is usually only one reason to put personal cash into the stock.
Which SSSS insiders are selling the most?
Recent selling is concentrated in a few names. KLEIN, MARK D accounts for the largest share on record, with about $1.95M sold. Selling by one or two individuals matters less than broad selling across the whole leadership team, which is the pattern worth watching.