LPLA
LPL Financial Holdings Inc
NASDAQ: LPLA · FINANCIAL SERVICES · CAPITAL MARKETS
$269.19
-15.23% today
Updated 2026-10-28
Market cap
$25.27B
P/E ratio
25.53
P/S ratio
1.32x
EPS (TTM)
$12.57
Dividend yield
0.37%
52W range
$260 – $399
Volume
0.8M
LPL Financial Holdings Inc (LPLA) Insider transactions
Net insider activity
Net buying (20,645 shares)
Buy transactions
56
Sell transactions
44
All transactions
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-09-11 | REEPING, KATHARINE | Principal Accounting Officer | Sale | 440 | $347.88 | $153067.20 |
| 2026-09-05 | FIELD, EMILY | Group Managing Director | Sale | 106 | $359.33 | $38088.98 |
| 2026-08-28 | THOMAS, COREY E. | Director | Buy | 4 | — | — |
| 2026-08-28 | SCHIFTER, RICHARD P | Director | Buy | 14 | — | — |
| 2026-08-28 | PUTNAM, JAMES S | Director | Buy | 7 | — | — |
| 2026-08-28 | MNOOKIN, ALLISON | Director | Buy | 2 | — | — |
| 2026-08-28 | GLAVIN, WILLIAM FRANCIS JR | Director | Buy | 10 | — | — |
| 2026-08-28 | EBERHART, PAULETT | Director | Buy | 4 | — | — |
| 2026-08-28 | BERNARD, EDWARD C | Director | Buy | 3 | — | — |
| 2026-08-27 | JAMBUSARIA, ANERI | Group Managing Director | Sale | 308 | $357.36 | $110066.88 |
| 2026-08-20 | GATES, GREG | Group Managing Director | Sale | 7,189 | — | — |
| 2026-08-20 | GATES, GREG | Group Managing Director | Buy | 7,189 | $77.53 | $557363.17 |
| 2026-08-20 | GATES, GREG | Group Managing Director | Sale | 4,119 | $355.38 | $1.46M |
| 2026-08-03 | PUTNAM, JAMES S | Director | Sale | 2,000 | — | — |
| 2026-07-31 | ENYEDI, MATTHEW | Group Managing Director | Sale | 463 | $352.77 | $163332.51 |
| 2026-07-31 | ENYEDI, MATTHEW | Group Managing Director | Sale | 296 | $353.37 | $104597.52 |
| 2026-07-31 | ENYEDI, MATTHEW | Group Managing Director | Sale | 189 | $351.06 | $66350.34 |
| 2026-07-31 | ENYEDI, MATTHEW | Group Managing Director | Sale | 51 | $354.52 | $18080.52 |
| 2026-07-31 | ENYEDI, MATTHEW | Group Managing Director | Sale | 1 | $355.51 | $355.51 |
| 2026-06-17 | JAMBUSARIA, ANERI | Group Managing Director | Sale | 308 | $306.00 | $94248.00 |
| 2026-06-12 | GATES, GREG | Group Managing Director | Sale | 232 | $295.66 | $68593.12 |
| 2026-06-12 | COHEN, MARC ELIOT | Group Managing Director | Sale | 44 | $295.66 | $13009.04 |
| 2026-06-04 | THOMAS, COREY E. | Director | Buy | 7 | — | — |
| 2026-06-04 | SCHIFTER, RICHARD P | Director | Buy | 19 | — | — |
| 2026-06-04 | PUTNAM, JAMES S | Director | Buy | 10 | — | — |
| 2026-06-04 | MNOOKIN, ALLISON | Director | Buy | 3 | — | — |
| 2026-06-04 | GLAVIN, WILLIAM FRANCIS JR | Director | Buy | 15 | — | — |
| 2026-06-04 | EBERHART, PAULETT | Director | Buy | 5 | — | — |
| 2026-06-04 | BERNARD, EDWARD C | Director | Buy | 4 | — | — |
| 2026-05-15 | THOMAS, COREY E. | Director | Buy | 712 | — | — |
| 2026-05-15 | THOMAS, COREY E. | Director | Buy | 348 | — | — |
| 2026-05-15 | SCHIFTER, RICHARD P | Director | Buy | 712 | — | — |
| 2026-05-15 | SCHIFTER, RICHARD P | Director | Buy | 348 | — | — |
| 2026-05-15 | PUTNAM, JAMES S | Director | Buy | 712 | — | — |
| 2026-05-15 | MULCAHY, ANNE M | Director | Buy | 712 | — | — |
| 2026-05-15 | MULCAHY, ANNE M | Director | Buy | 348 | — | — |
| 2026-05-15 | MNOOKIN, ALLISON | Director | Buy | 712 | — | — |
| 2026-05-15 | KO, ALBERT J | Director | Buy | 712 | — | — |
| 2026-05-15 | KHANNA, SOMESH | Director | Buy | 712 | — | — |
| 2026-05-15 | GLAVIN, WILLIAM FRANCIS JR | Director | Buy | 712 | — | — |
| 2026-05-15 | EBERHART, PAULETT | Director | Buy | 712 | — | — |
| 2026-05-15 | BERNARD, EDWARD C | Director | Buy | 712 | — | — |
| 2026-05-15 | BERNARD, EDWARD C | Director | Buy | 348 | — | — |
| 2026-05-07 | PUTNAM, JAMES S | Director | Sale | 100 | — | — |
| 2026-04-15 | AUDETTE, MATTHEW J | President and CFO | Sale | 595 | $331.09 | $196998.55 |
| 2026-04-15 | AUDETTE, MATTHEW J | President and CFO | Sale | 220 | $327.45 | $72039.00 |
| 2026-04-15 | AUDETTE, MATTHEW J | President and CFO | Sale | 189 | $328.34 | $62056.26 |
| 2026-04-15 | AUDETTE, MATTHEW J | President and CFO | Sale | 106 | $332.27 | $35220.62 |
| 2026-04-14 | AUDETTE, MATTHEW J | President and CFO | Sale | 330 | $325.00 | $107250.00 |
| 2026-04-14 | AUDETTE, MATTHEW J | President and CFO | Sale | 139 | $326.16 | $45336.24 |
| 2026-03-24 | THOMAS, COREY E. | Director | Buy | 7 | — | — |
| 2026-03-24 | SCHIFTER, RICHARD P | Director | Buy | 19 | — | — |
| 2026-03-24 | PUTNAM, JAMES S | Director | Buy | 10 | — | — |
| 2026-03-24 | MNOOKIN, ALLISON | Director | Buy | 3 | — | — |
| 2026-03-24 | GLAVIN, WILLIAM FRANCIS JR | Director | Buy | 15 | — | — |
| 2026-03-24 | EBERHART, PAULETT | Director | Buy | 5 | — | — |
| 2026-03-24 | BERNARD, EDWARD C | Director | Buy | 4 | — | — |
| 2026-03-10 | COHEN, MARC ELIOT | Group Managing Director | Sale | 1,088 | $309.72 | $336975.36 |
| 2026-03-09 | COHEN, MARC ELIOT | Group Managing Director | Sale | 2,212 | — | — |
| 2026-03-09 | COHEN, MARC ELIOT | Group Managing Director | Buy | 2,212 | $77.53 | $171496.36 |
| 2026-03-02 | JAMBUSARIA, ANERI | Group Managing Director | Sale | 308 | $306.00 | $94248.00 |
| 2026-02-26 | ENYEDI, MATTHEW | Group Managing Director | Sale | 666 | $320.99 | $213779.34 |
| 2026-02-26 | ENYEDI, MATTHEW | Group Managing Director | Sale | 628 | $319.38 | $200570.64 |
| 2026-02-26 | ENYEDI, MATTHEW | Group Managing Director | Sale | 463 | $318.38 | $147409.94 |
| 2026-02-26 | ENYEDI, MATTHEW | Group Managing Director | Sale | 183 | $322.72 | $59057.76 |
| 2026-02-26 | ENYEDI, MATTHEW | Group Managing Director | Sale | 169 | $321.74 | $54374.06 |
| 2026-02-26 | AUDETTE, MATTHEW J | President and CFO | Sale | 506 | $321.04 | $162446.24 |
| 2026-02-26 | AUDETTE, MATTHEW J | President and CFO | Sale | 453 | $322.15 | $145933.95 |
| 2026-02-26 | AUDETTE, MATTHEW J | President and CFO | Sale | 348 | $318.51 | $110841.48 |
| 2026-02-26 | AUDETTE, MATTHEW J | President and CFO | Sale | 274 | $319.32 | $87493.68 |
| 2026-02-25 | STEINMEIER, RICHARD | Chief Executive Officer | Buy | 10,526 | — | — |
| 2026-02-25 | STEINMEIER, RICHARD | Chief Executive Officer | Sale | 2,619 | $318.47 | $834072.93 |
| 2026-02-25 | STEINMEIER, RICHARD | Chief Executive Officer | Buy | 2,255 | — | — |
| 2026-02-25 | REEPING, KATHARINE | Principal Accounting Officer | Buy | 373 | — | — |
| 2026-02-25 | REEPING, KATHARINE | Principal Accounting Officer | Sale | 212 | $318.47 | $67515.64 |
| 2026-02-25 | REEPING, KATHARINE | Principal Accounting Officer | Buy | 81 | — | — |
| 2026-02-25 | MORNINGSTAR, MATTHEW | Group Managing Director | Buy | 1,122 | — | — |
| 2026-02-25 | JAMBUSARIA, ANERI | Group Managing Director | Buy | 1,302 | — | — |
| 2026-02-25 | JAMBUSARIA, ANERI | Group Managing Director | Buy | 942 | — | — |
| 2026-02-25 | JAMBUSARIA, ANERI | Group Managing Director | Sale | 715 | $318.47 | $227706.05 |
| 2026-02-25 | GATES, GREG | Group Managing Director | Buy | 2,807 | — | — |
| 2026-02-25 | GATES, GREG | Group Managing Director | Buy | 2,774 | — | — |
| 2026-02-25 | GATES, GREG | Group Managing Director | Buy | 1,856 | — | — |
| 2026-02-25 | GATES, GREG | Group Managing Director | Sale | 1,293 | $318.47 | $411781.71 |
| 2026-02-25 | FIELD, EMILY | Group Managing Director | Buy | 1,122 | — | — |
| 2026-02-25 | ENYEDI, MATTHEW | Group Managing Director | Buy | 2,176 | — | — |
| 2026-02-25 | ENYEDI, MATTHEW | Group Managing Director | Buy | 1,799 | — | — |
| 2026-02-25 | ENYEDI, MATTHEW | Group Managing Director | Sale | 1,333 | $318.47 | $424520.51 |
| 2026-02-25 | COHEN, MARC ELIOT | Group Managing Director | Buy | 1,403 | — | — |
| 2026-02-25 | COHEN, MARC ELIOT | Group Managing Director | Buy | 537 | — | — |
| 2026-02-25 | COHEN, MARC ELIOT | Group Managing Director | Sale | 483 | $318.47 | $153821.01 |
| 2026-02-25 | AUDETTE, MATTHEW J | President and CFO | Buy | 6,624 | — | — |
| 2026-02-25 | AUDETTE, MATTHEW J | President and CFO | Sale | 2,351 | $318.47 | $748722.97 |
| 2026-02-25 | AUDETTE, MATTHEW J | President and CFO | Buy | 2,152 | — | — |
| 2026-02-02 | KHANNA, SOMESH | Director | Buy | 139 | — | — |
| 2025-12-31 | SCHIFTER, RICHARD P | Director | Sale | 1,145 | — | — |
| 2025-12-09 | MORNINGSTAR, MATTHEW | Group Managing Director | Buy | 1,715 | — | — |
| 2025-12-05 | STEINMEIER, RICHARD | Chief Executive Officer | Sale | 2,450 | $371.23 | $909513.50 |
| 2025-12-05 | STEINMEIER, RICHARD | Chief Executive Officer | Sale | 1,040 | $370.62 | $385444.80 |
| 2025-12-05 | STEINMEIER, RICHARD | Chief Executive Officer | Sale | 779 | $372.20 | $289943.80 |
Frequently asked questions
Are LPLA insiders buying or selling?
Over the transactions on record, LPLA insiders have been net buyers, with about $8.88M in stock sold across 44 sales, against 2 open-market purchases.
Does insider selling at LPLA mean the stock will fall?
Not by itself. Most executive selling is pre-scheduled through 10b5-1 plans filed months in advance, and insiders sell for diversification, taxes, and liquidity far more often than out of any view on the price. Insider buying is the stronger signal, especially when several insiders buy around the same time, because there is usually only one reason to put personal cash into the stock.
Which LPLA insiders are selling the most?
Recent selling is concentrated in a few names. STEINMEIER, RICHARD accounts for the largest share on record, with about $2.42M sold. Selling by one or two individuals matters less than broad selling across the whole leadership team, which is the pattern worth watching.