GUG
Guggenheim Active Allocation Fund
NYSE: GUG · FINANCIAL SERVICES · ASSET MANAGEMENT
$15.84
-1.29% today
Updated 2026-06-05
Market cap
$515.97M
P/E ratio
12.22
P/S ratio
12.06x
EPS (TTM)
$1.28
Dividend yield
—
52W range
$14 – $16
Volume
0.1M
Guggenheim Active Allocation Fund (GUG) Insider transactions
Net insider activity
Net buying (73,767 shares)
Buy transactions
61
Sell transactions
2
All transactions
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-03-06 | BARNES, RANDALL C | Director, TRUSTEE | Sale | 3,000 | $15.85 | $47550.00 |
| 2025-12-18 | NYBERG, RONALD | Director, TRUSTEE | Buy | 321 | $15.53 | $4985.13 |
| 2025-05-05 | NYBERG, RONALD | Director, TRUSTEE | Buy | 1,305 | $15.15 | $19774.53 |
| 2025-04-01 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 1,500 | $15.10 | $22650.00 |
| 2024-10-03 | BARNES, RANDALL C | Director, TRUSTEE | Sale | 500 | $16.45 | $8225.00 |
| 2024-09-03 | BROCK-KYLE, ANGELA | Director, TRUSTEE | Buy | 907 | $15.94 | $14461.21 |
| 2024-09-03 | BROCK-KYLE, ANGELA | Director, TRUSTEE | Buy | 2 | $15.93 | $31.86 |
| 2024-09-03 | BROCK-KYLE, ANGELA | Director, TRUSTEE | Buy | — | $15.99 | — |
| 2024-04-01 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 194 | $14.65 | $2842.10 |
| 2024-01-30 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 385 | $14.50 | $5582.50 |
| 2023-12-29 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 200 | $14.67 | $2933.00 |
| 2023-12-13 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 5,880 | $13.92 | $81849.60 |
| 2023-12-08 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 2,000 | $14.07 | $28140.00 |
| 2023-12-07 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 7,725 | $14.12 | $109077.00 |
| 2023-12-06 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 14,705 | $14.01 | $206017.05 |
| 2023-12-05 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 6,000 | $13.92 | $83520.00 |
| 2023-11-30 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 200 | $13.73 | $2746.00 |
| 2023-11-30 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,000 | $13.85 | $13850.00 |
| 2023-10-31 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 220 | $13.04 | $2868.80 |
| 2023-10-31 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,000 | $12.99 | $12990.00 |
| 2023-10-23 | BROCK-KYLE, ANGELA | Director, TRUSTEE | Buy | 775 | $12.90 | $9993.63 |
| 2023-09-29 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 215 | $13.54 | $2911.25 |
| 2023-09-29 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,784 | $13.58 | $24226.72 |
| 2023-09-05 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,390 | $13.98 | $19432.20 |
| 2023-09-01 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 202 | $14.10 | $2848.20 |
| 2023-09-01 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 333 | $14.10 | $4695.30 |
| 2023-08-01 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,729 | $14.16 | $24482.64 |
| 2023-07-31 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 202 | $14.23 | $2874.46 |
| 2023-07-05 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 202 | $14.30 | $2888.60 |
| 2023-07-01 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,645 | $14.36 | $23622.20 |
| 2023-06-07 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 310 | $13.80 | $4278.00 |
| 2023-06-01 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 215 | $13.90 | $2988.50 |
| 2023-06-01 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,400 | $13.75 | $19250.00 |
| 2023-05-01 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,146 | $14.11 | $16170.06 |
| 2023-04-28 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 200 | $14.03 | $2806.00 |
| 2023-04-28 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 500 | $14.08 | $7040.00 |
| 2023-04-06 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 250 | $14.18 | $3545.00 |
| 2023-03-13 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 245 | $13.98 | $3425.10 |
| 2023-03-10 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,610 | $14.27 | $22974.70 |
| 2023-02-03 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 189 | $15.07 | $2848.23 |
| 2023-02-01 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,540 | $14.85 | $22869.00 |
| 2022-12-30 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 248 | $13.45 | $3335.60 |
| 2022-12-30 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 1 | $13.45 | $13.45 |
| 2022-12-30 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | — | $0.30 | — |
| 2022-12-30 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,645 | $13.49 | $22191.05 |
| 2022-12-21 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 2,400 | $13.73 | $32952.00 |
| 2022-12-20 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 2,030 | $13.87 | $28156.10 |
| 2022-12-02 | BROCK-KYLE, ANGELA | Director, TRUSTEE | Buy | 353 | $14.16 | $4998.48 |
| 2022-12-02 | BROCK-KYLE, ANGELA | Director, TRUSTEE | Buy | 351 | $14.16 | $4970.16 |
| 2022-12-02 | BROCK-KYLE, ANGELA | Director, TRUSTEE | Buy | 2 | $14.19 | $28.39 |
| 2022-12-02 | BROCK-KYLE, ANGELA | Director, TRUSTEE | Buy | — | $14.21 | — |
| 2022-11-30 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,560 | $13.80 | $21528.00 |
| 2022-11-28 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 2,860 | $14.01 | $40068.60 |
| 2022-11-01 | NYBERG, RONALD | Director, TRUSTEE | Buy | 800 | $13.57 | $10856.00 |
| 2022-11-01 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 1,565 | $13.60 | $21284.00 |
| 2022-10-25 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 270 | $13.05 | $3523.50 |
| 2022-10-12 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 1,000 | $13.68 | $13680.00 |
| 2022-10-12 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 145 | $13.67 | $1982.15 |
| 2022-10-12 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 1 | $13.69 | $13.69 |
| 2022-09-29 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 1,000 | $12.90 | $12902.20 |
| 2022-09-22 | TOUPIN, RONALD E JR | Director, TRUSTEE | Buy | 1,000 | $13.90 | $13900.10 |
| 2022-09-08 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 240 | $14.60 | $3504.00 |
| 2022-07-13 | BARNES, RANDALL C | Director, TRUSTEE | Buy | 170 | $14.18 | $2410.60 |
Frequently asked questions
Are GUG insiders buying or selling?
Over the transactions on record, GUG insiders have been net buyers, with about $55775.00 in stock sold across 2 sales, against 61 open-market purchases.
Does insider selling at GUG mean the stock will fall?
Not by itself. Most executive selling is pre-scheduled through 10b5-1 plans filed months in advance, and insiders sell for diversification, taxes, and liquidity far more often than out of any view on the price. Insider buying is the stronger signal, especially when several insiders buy around the same time, because there is usually only one reason to put personal cash into the stock.
Which GUG insiders are selling the most?
Recent selling is concentrated in a few names. BARNES, RANDALL C accounts for the largest share on record, with about $55775.00 sold. Selling by one or two individuals matters less than broad selling across the whole leadership team, which is the pattern worth watching.