Gladstone Investment Corporation
NASDAQ: GAIN · FINANCIAL SERVICES · ASSET MANAGEMENT
Updated 2026-06-03
Gladstone Investment Corporation (GAIN) Insider transactions
All transactions
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-05-19 | RITCHIE, TAYLOR | Chief Financial Officer | Buy | 160 | $16.15 | $2584.00 |
| 2026-05-19 | RITCHIE, TAYLOR | Chief Financial Officer | Buy | 155 | $16.10 | $2495.50 |
| 2026-05-18 | RITCHIE, TAYLOR | Chief Financial Officer | Buy | 150 | $16.29 | $2443.50 |
| 2026-05-15 | RITCHIE, TAYLOR | Chief Financial Officer | Buy | 450 | $16.50 | $7425.00 |
| 2024-12-17 | GLADSTONE, INVESTMENT CORPORATION\DE | 10% Owner | Buy | 250,000 | $10.00 | $2.50M |
| 2024-12-12 | GLADSTONE, INVESTMENT CORPORATION\DE | 10% Owner | Buy | 125,000 | $10.00 | $1.25M |
| 2024-10-10 | DULLUM, DAVID A R | President | Sale | 3,000 | — | — |
| 2023-11-06 | EASTON, RACHAEL Z. | CFO and Treasurer | Buy | 650 | $14.67 | $9535.50 |
| 2023-08-07 | DULLUM, DAVID A R | President | Buy | 5,000 | $13.39 | $66965.50 |
| 2023-03-16 | EASTON, RACHAEL Z. | CFO and Treasurer | Buy | 375 | $13.12 | $4920.00 |
| 2023-03-14 | DULLUM, DAVID A R | President | Buy | 3,000 | $12.84 | $38520.00 |
| 2023-02-06 | WILKINSON, WALTER H | Director | Buy | 3,661 | $13.96 | $51107.56 |
| 2022-12-16 | DULLUM, DAVID A R | President | Buy | 3,000 | $13.06 | $39181.80 |
| 2022-08-19 | SMITH, JENNIFER A | Chief Valuation Officer | Buy | 100 | $15.61 | $1561.00 |
| 2022-06-14 | DULLUM, DAVID A R | President | Buy | 4,000 | $12.75 | $50995.20 |
| 2022-05-20 | EASTON, RACHAEL Z. | CFO and Treasurer | Buy | 175 | $14.52 | $2540.13 |
| 2022-02-24 | DULLUM, DAVID A R | President | Buy | 3,000 | $14.46 | $43380.00 |
| 2022-02-24 | DULLUM, DAVID A R | President | Buy | 2,500 | $14.69 | $36725.00 |
| 2022-02-23 | EASTON, RACHAEL Z. | CFO and Treasurer | Buy | 200 | $14.93 | $2985.00 |
| 2021-12-03 | DULLUM, DAVID A R | President | Buy | 3,000 | $16.54 | $49620.00 |
| 2020-03-23 | DULLUM, DAVID A R | President | Buy | 2,500 | $6.80 | $17000.00 |
| 2020-03-23 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 2,500 | $6.83 | $17069.50 |
| 2020-03-20 | RYAN, JULIA | Chief Financial Officer | Buy | 2,500 | $8.18 | $20437.50 |
| 2020-03-19 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 2,500 | $6.73 | $16825.00 |
| 2020-03-18 | DULLUM, DAVID A R | President | Buy | 8,000 | $7.20 | $57600.00 |
| 2020-03-18 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 2,500 | $7.35 | $18375.00 |
| 2020-03-16 | LICALSI, MICHAEL | General Counsel and Secretary | Buy | 1,000 | $8.73 | $8734.80 |
| 2020-03-12 | DULLUM, DAVID A R | President | Buy | 5,000 | $8.99 | $44950.00 |
| 2020-03-11 | DULLUM, DAVID A R | President | Buy | 10,000 | $10.49 | $104900.00 |
| 2020-03-02 | DULLUM, DAVID A R | President | Buy | 3,300 | $11.86 | $39138.00 |
| 2019-09-13 | DULLUM, DAVID A R | President | Buy | 2,400 | $12.44 | $29856.00 |
| 2019-09-09 | GLADSTONE, DAVID | Director, CEO | Buy | 20,581 | $11.99 | $246766.19 |
| 2019-08-16 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Sale | 21,502 | $11.52 | $247703.04 |
| 2019-08-14 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Sale | 21,502 | $11.38 | $244692.76 |
| 2019-06-04 | DULLUM, DAVID A R | President | Buy | 2,000 | $11.10 | $22200.00 |
| 2018-12-12 | DULLUM, DAVID A R | President | Buy | 1,400 | $9.90 | $13860.00 |
| 2018-11-08 | RYAN, JULIA | Chief Financial Officer | Buy | 1,500 | $9.98 | $14970.00 |
| 2018-11-08 | DULLUM, DAVID A R | President | Buy | 5,600 | $9.94 | $55664.00 |
| 2018-03-05 | DULLUM, DAVID A R | President | Buy | 5,000 | $9.56 | $47800.00 |
| 2017-11-28 | WILKINSON, WALTER H | Director | Buy | 5,730 | $10.84 | $62113.20 |
| 2017-06-14 | GLADSTONE, DAVID | Director, CEO | Buy | 20,000 | $9.25 | $185000.00 |
| 2017-06-14 | GLADSTONE, DAVID | Director, CEO | Buy | 4,000 | $9.26 | $37028.00 |
| 2017-03-13 | GLADSTONE, DAVID | Director, CEO | Buy | 5,000 | $8.70 | $43484.00 |
| 2017-03-13 | DULLUM, DAVID A R | President | Buy | 5,000 | $8.77 | $43843.00 |
| 2017-03-09 | DULLUM, DAVID A R | President | Buy | 3,100 | $8.49 | $26319.00 |
| 2017-03-09 | DULLUM, DAVID A R | President | Buy | 900 | $8.50 | $7650.00 |
| 2017-03-06 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Sale | 104,936 | $9.18 | $963312.48 |
| 2017-03-03 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Sale | 59,963 | $9.20 | $551659.60 |
| 2016-11-07 | DULLUM, DAVID A R | President | Buy | 4,000 | $7.65 | $30600.00 |
| 2016-08-16 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Sale | 15,317 | $8.78 | $134469.47 |
| 2016-08-15 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Sale | 18,417 | $8.73 | $160732.53 |
| 2016-08-15 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Sale | 4,380 | $8.74 | $38273.75 |
| 2016-08-12 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Sale | 5,400 | $8.67 | $46823.94 |
| 2016-08-12 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Sale | 500 | $8.66 | $4330.00 |
| 2016-02-08 | DULLUM, DAVID A R | President | Buy | 5,000 | $6.69 | $33450.00 |
| 2015-12-14 | GLADSTONE, DAVID | Director, CEO | Buy | 90,000 | $7.53 | $677700.00 |
| 2015-06-15 | GLADSTONE, DAVID | Director, Chief Executive Officer | Buy | 117,858 | $7.90 | $930818.91 |
| 2015-06-15 | GLADSTONE, DAVID | Director, Chief Executive Officer | Buy | 32,142 | $7.86 | $252658.62 |
| 2015-06-15 | GLADSTONE, DAVID | Director, Chief Executive Officer | Buy | 5,026 | $7.87 | $39538.54 |
| 2015-06-15 | GLADSTONE, DAVID | Director, Chief Executive Officer | Buy | 2,379 | $7.92 | $18853.34 |
| 2015-06-15 | GLADSTONE, DAVID | Director, Chief Executive Officer | Buy | 1,095 | $7.90 | $8648.53 |
| 2015-06-01 | MERRICK, CAREN D | Director | Buy | 1,965 | $7.63 | $14992.75 |
| 2015-03-13 | WILKINSON, WALTER H | Director | Buy | 6,750 | $7.39 | $49875.75 |
| 2014-12-09 | WATSON, DAVID HIBBERT | CFO and Treasurer | Buy | 500 | $6.98 | $3489.75 |
| 2014-12-09 | DULLUM, DAVID A R | Director, President | Buy | 5,000 | $7.00 | $35000.00 |
| 2014-12-08 | DULLUM, DAVID A R | Director, President | Buy | 700 | $7.09 | $4963.00 |
| 2014-11-13 | GLADSTONE, DAVID | Director, Chief Executive Officer | Buy | 50,000 | $7.35 | $367445.00 |
| 2014-08-08 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 40,000 | $7.33 | $293200.00 |
| 2014-03-14 | LICALSI, MICHAEL | Internal Counsel and Secretary | Buy | 100 | $8.20 | $820.00 |
| 2014-03-14 | DULLUM, DAVID A R | Director, President | Buy | 15,000 | $8.30 | $124500.00 |
| 2014-02-10 | WATSON, DAVID HIBBERT | CFO and Treasurer | Buy | 1,000 | $7.43 | $7425.20 |
| 2014-02-10 | GLADSTONE, DAVID | Director, Chief Executive Officer | Buy | 2,000 | $7.43 | $14860.00 |
| 2014-02-07 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 80,000 | $7.41 | $592800.00 |
| 2013-12-12 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 29,100 | $7.59 | $220869.00 |
| 2013-12-11 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 2,800 | $7.55 | $21137.20 |
| 2013-12-11 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 200 | $7.55 | $1510.00 |
| 2013-12-10 | GLADSTONE, DAVID | Director, Chief Executive Officer | Buy | 24,000 | $7.55 | $181101.60 |
| 2013-12-09 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 1,000 | $7.51 | $7509.70 |
| 2013-11-27 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 3,000 | $7.56 | $22680.00 |
| 2013-11-26 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 7,900 | $7.54 | $59565.21 |
| 2013-11-26 | BRUBAKER, TERRY LEE | Director, Chief Operating Officer | Buy | 6,000 | $7.54 | $45240.00 |
| 2013-11-18 | GLADSTONE, DAVID | Director, Chief Executive Officer | Buy | 20,000 | $7.38 | $147598.00 |
| 2013-11-14 | DULLUM, DAVID A R | Director, President | Buy | 1,000 | $7.31 | $7310.00 |
| 2013-11-13 | DULLUM, DAVID A R | Director, President | Buy | 6,700 | $7.33 | $49108.32 |
| 2013-11-13 | DULLUM, DAVID A R | Director, President | Buy | 100 | $7.30 | $730.00 |
| 2013-11-11 | WATSON, DAVID HIBBERT | CFO and Treasurer | Buy | 3,600 | $7.35 | $26442.72 |
| 2012-03-14 | ADELGREN, PAUL W | Director | Buy | 875 | $7.96 | $6965.00 |
| 2011-09-12 | MEAD, GERARD | Director | Buy | 100 | $6.33 | $633.00 |
| 2011-09-09 | GLADSTONE, DAVID | Director, CEO | Buy | 6,000 | $6.33 | $37980.00 |
| 2011-09-06 | WATSON, DAVID HIBBERT | CFO | Buy | 1,000 | $6.44 | $6438.50 |
| 2011-09-06 | DULLUM, DAVID A R | Director, President | Buy | 4,000 | $6.40 | $25600.00 |
| 2011-09-06 | BRUBAKER, TERRY LEE | Director, COO | Buy | 10,000 | $6.58 | $65800.00 |
| 2011-08-11 | BRUBAKER, TERRY LEE | Director, COO | Sale | 9,500 | $6.80 | $64600.00 |
| 2011-08-10 | MEAD, GERARD | Director | Buy | 100 | $6.88 | $688.00 |
| 2011-08-09 | BRUBAKER, TERRY LEE | Director, COO | Sale | 500 | $6.98 | $3490.00 |
| 2011-08-05 | BRUBAKER, TERRY LEE | Director, COO | Buy | 10,000 | $7.30 | $73000.00 |
| 2011-06-06 | WATSON, DAVID HIBBERT | CFO | Buy | 500 | $7.00 | $3500.00 |
| 2011-06-01 | DULLUM, DAVID A R | Director, President | Buy | 3,398 | $7.37 | $25043.26 |
| 2011-05-26 | WATSON, DAVID HIBBERT | CFO | Buy | 1,000 | $7.22 | $7220.00 |
| 2011-02-24 | ADELGREN, PAUL W | Director | Buy | 650 | $7.76 | $5044.00 |
Frequently asked questions
Are GAIN insiders buying or selling?
Over the transactions on record, GAIN insiders have been net buyers, with about $2.46M in stock sold across 12 sales, against 88 open-market purchases.
Does insider selling at GAIN mean the stock will fall?
Not by itself. Most executive selling is pre-scheduled through 10b5-1 plans filed months in advance, and insiders sell for diversification, taxes, and liquidity far more often than out of any view on the price. Insider buying is the stronger signal, especially when several insiders buy around the same time, because there is usually only one reason to put personal cash into the stock.
Which GAIN insiders are selling the most?
Recent selling is concentrated in a few names. BRUBAKER, TERRY LEE accounts for the largest share on record, with about $2.46M sold. Selling by one or two individuals matters less than broad selling across the whole leadership team, which is the pattern worth watching.